The Firm has experience in defending individuals on a variety of issues. We can help advise as your business grows and as you become involved in more complex business transactions; raising capital and understanding the complexity of investments. Should decisions reap unfavorable benefits; our security defense includes representation in all courts (state and federal), as well as before regulatory agencies, the Securities and Exchange Commission (SEC), National Association of Securities Dealers (NASD) and the State Division of Securities. The Firm has appeared in numerous regulatory proceedings, arbitration and mediation.